7.6. The Appeals Process, Standard of Review, and Appellate Decisions

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Questions

Question 1

In the appeals process, what is the term for the party who lost in the last court and is petitioning the next level court for review?

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Question 2

What type of appeal can the government file in a criminal matter before the case is tried, for instance, regarding a decision to suppress evidence?

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Question 3

What is the primary function of appellate courts in routine appeals?

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Question 4

Appellate courts perform two dual functions in the criminal process. What are they?

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Question 5

How many judges typically sit on an appellate panel to hear a case?

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Question 6

What is an amicus curiae brief?

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Question 7

If an appellate court finds that a trial error did not affect the outcome of the case and upholds the lower court's decision, what action has it taken?

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Question 8

What is the standard of review that an appellate court applies to a trial court's decision on a factual matter?

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Question 9

Why do appellate courts give great deference to a trial court's findings of fact?

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Question 10

What standard of review allows an appellate court to substitute its own judgment for the trial court's on questions like the interpretation of a statute?

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Question 11

A trial judge's decision on whether to allow a party to file documents late would be reviewed by an appellate court under which standard?

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Question 12

Under what circumstances may an appellate court correct a 'plain error'?

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Question 13

What is a 'majority opinion' in the context of appellate decisions?

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Question 14

An appellate judge agrees with the outcome of a case but disagrees with the legal reasoning used by the other judges to reach that outcome. What type of opinion would this judge likely write?

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Question 15

What is the key characteristic of a 'plurality opinion'?

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Question 16

What is a 'per curiam' opinion?

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Question 17

What is required for an appellate court to issue an order of reversal?

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Question 18

When an appellate court reverses a case and requires a new trial where the error will not be repeated, what is this action called?

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Question 19

What is the essence of the 'standard of review' in the context of appeals?

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Question 20

Which of the following would be an example of a situation where an appellate court reviews a trial judge's ruling for 'abuse of discretion'?

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Question 21

According to the text, what is the 'procedural history' of a case?

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Question 22

What does it mean for an appellate court to affirm a decision 'without an opinion' (AWOP)?

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Question 23

A case that presents both factual and legal issues is known as a mixed question of law and fact. How are these cases generally reviewed by an appellate court?

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Question 24

What must an appellant show for a lower court's judgment to be reversed?

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Question 25

Which statement accurately describes a 'dissenting opinion'?

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Question 26

The government is generally prohibited from appealing a jury's decision of acquittal. This means most criminal appeals involve what type of defendant?

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Question 27

What does the 'arbitrary and capricious' standard mean in the context of reviewing a trial court's decision?

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Question 28

According to the text, a trial court is considered to have abused its discretion when it does which of the following?

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Question 29

What is the typical time allotted for oral arguments by each party's attorney in an appellate hearing?

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Question 30

What is a key difference between the trial stage and the appellate stage of a criminal proceeding?

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Question 31

If two permissible views of the evidence exist, what is the appellate court's stance on the trial court's choice between them?

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Question 32

When reviewing mixed questions of law and fact, the standard of review turns on what controlling factor?

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Question 33

Which party files the 'reply brief' during the appeals process?

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Question 34

Appellate court decisions are based on what type of vote from the panel?

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Question 35

Generally, appellate courts will not correct errors that parties failed to complain about, with the exception of which type of error?

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Question 36

What does the text identify as a common feature of oral arguments in front of an appellate panel?

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Question 37

A judge writes an opinion agreeing with the majority's decision to reverse a conviction but provides entirely different legal reasoning for the reversal. This is an example of a:

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Question 38

If an appellate court determines that a defendant's behavior does not constitute a crime under state law, what is the likely outcome of the appeal?

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Question 39

The main purpose of a trial is to ensure a perfect, error-free process.

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Question 40

Which of the following is NOT a type of written opinion an appellate court might issue?

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Question 41

If a trial judge rests a decision on a clearly inaccurate view of the law, this could be considered what?

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Question 42

What is the key difference between the 'clearly erroneous' standard and the 'de novo' standard of review?

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Question 43

When an appellate court corrects a plain error, it is usually because the error led to what?

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Question 44

What is the primary content of the documents that appellate judges read before hearing oral arguments?

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Question 45

In most appeals filed in intermediate courts of appeal, what is the most frequent outcome?

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Question 46

A lawmaking function is performed by appellate courts when they do what?

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Question 47

If a defendant enters a guilty plea and then appeals, what is the only basis for the appeal?

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Question 48

What is the role of the 'respondent' in the appellate process?

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Question 49

An appellate court will NOT overturn a trial court's findings of fact unless it is convinced of what?

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Question 50

If not enough justices on a high court agree on the reasoning for a result, what type of opinion will be written that does not establish precedent?

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Other chapters

1.1. Crime and the Criminal Justice System1.2. Deviance, Rule Violations, and Criminality1.3. Social Norms: Folkways, Mores, Taboo, and Laws1.4. Interactionist View1.5. Consensus View and Decriminalizing Laws1.6. Conflict View1.7. The Three C's: Cops, Courts, and Corrections1.8. The Crime Control and Due Process Models1.9. How Cases Move Through the System1.10. Media Coverage of Crimes1.11. Wedding Cake Model of Justice1.12. Street Crime, Corporate Crime, and White-Collar Crime1.13. Different Types of Crimes and Offenses1.14. Victims and Victim Typologies1.15. Victim Rights and Assistance1.16. "Spare the Rod, Spoil the Child" Myth/Controversy2.1. Dark or Hidden Figure of Crime2.2. Official Statistics2.3. Victimization Studies2.4. Self-Report Statistics2.5. Misusing Statistics3.1. Functions and Limitations of Law3.2. Civil, Criminal, and Moral Wrongs3.3. Sources of Criminal Law: Federal and State Constitutions3.4. Sources of Criminal Law: Statutes, Ordinances, and Other Legislative Enactments3.5. Sources of Law: Administrative Law, Common Law, Case Law and Court Rules3.6. Classifications of Law3.7. Substantive Law: Defining Crimes, Inchoate Liability, Accomplice Liability, and Defenses3.8. Substantive Law: Punishment: Incarceration and Confinement Sanctions3.9. Substantive Law: Physical Punishment Sentences3.10. Substantive Law: Monetary Punishment Sentences3.11. Substantive Law: Community-Based Sentences3.12. Procedural Law4.1. Importance of Policy in Criminal Justice4.2. The Myth of Moral Panics4.3. The Stages of Policy Development4.4. Importance of Evidence Based Practices4.5. Re-Evaluating Policy5.1. What is Theory?5.2. What Makes a Good Theory?5.3. Pre-Classical Theory5.4. Classical School5.5. Neoclassical5.6. Positivist Criminology5.7. Biological and Psychological Positivism5.8. The Chicago School5.9. Strain Theories5.10. Learning Theories5.11. Control Theories5.12. Other Criminological Theories6.1. Policing in Ancient Times6.2. Sir Robert Peel6.3. Policing Eras6.4. Levels of Policing and Role of Police6.5. Recruitment and Hiring in Policing6.6. Recruitment and Hiring Websites for Future Careers6.7. Police Misconduct, Accountability, and Corruption6.8. Current Issues: Police Shootings6.9. Current Issues: Use of Force and Vehicle Pursuits6.10. Current Issues: Stereotypes in Policing6.11. Current Issues: Accountability6.12. Current Issues: Internal Affairs and Discipline6.13.Current Issues: Body Cameras6.14. Myth: “Police Only Write Speeding Tickets to Harass Citizens and it is Entrapment.”7.1. Introduction to the U.S. Court System7.2. Jurisdiction7.3. Structure of the Courts: The Dual Court and Federal Court System7.4. Structure of the Courts: State Courts7.5. American Trial Courts and the Principle of Orality7.7. Federal Appellate Review of State Cases7.8. Courtroom Players: Judges and Court Staff7.9. Courtroom Players: Prosecutors7.10. Courtroom Workgroup: Defense Attorneys8.1. A Brief History of The Philosophies of Punishment8.2. Retribution8.3. Deterrence8.4. Incapacitation8.5. Rehabilitation8.6. Prisons and Jails8.7. A Brief History of Prisons and Jails8.8. Types of Jails8.9. Who Goes to Jail?8.10. Growth of Prisons in the United States8.11. Types of Prisons8.12. Prison Levels8.13. Who Goes to Prison?9.1. Diversion9.2. Intermediate Sanctions9.3. Probation9.4. Boot Camps/Shock Incarceration9.5. Drug Courts9.6. Halfway Houses9.8. House Arrest9.9. Community Residential Facilities9.10. Restorative Justice9.11. Parole9.12. Current Issues in Corrections9.13. Current Issues in Corrections: Mass Incarceration9.14. Current Issues in Corrections: War on Drugs and Gangs9.15. Current Issues in Corrections: Aging and Overcrowding9.16. Current Issues in Corrections: Reentry and the Future of Corrections10.1. Youth Crime10.2. Juvenile Justice10.3. History of the Juvenile Justice System10.4. Delinquency10.5. Juvenile Justice Process10.6. Due Process in the Juvenile Court10.7. The Juvenile Justice and Delinquency Prevention Act of 197410.8. Getting Tough: Initiatives for Punishment and Accountability10.9. Returning to Rehabilitation in the Contemporary Juvenile Justice System10.10. The Structure of the Juvenile Justice System10.11. Juvenile InstitutionsGlossary