Topic Quiz: Portfolio Management

Which of the following activities is best described as part of risk governance?

Risk budgeting is most accurately defined as the process of:

Which of the following is classified as a non-financial risk?

Risk shifting is most likely accomplished through the use of:

An organization decides to bear a specific risk itself rather than avoiding or transferring it. This is best described as:

Which of the following is a key assumption of technical analysis?

Technical analysis differs from fundamental analysis in that technical analysis:

In a candlestick chart, a filled (shaded) box (body) indicates that:

According to the principle of change in polarity, once a resistance level is breached, it becomes:

A head-and-shoulders pattern has a neckline at $120 and a head at $150. If the price breaks down through the neckline, the projected price target is:

Which of the following is considered a continuation chart pattern?

A 'golden cross' occurs when:

Bollinger bands are constructed by drawing lines a specific number of standard deviations above and below a:

Using a contrarian strategy with Bollinger bands, an investor would most likely buy when:

The Rate of Change (ROC) oscillator is calculated as:

An RSI value of 85 most likely indicates that the asset is:

In the MACD indicator, the 'signal line' is defined as:

Convergence between an oscillator and market prices suggests that:

Which of the following is considered a sentiment indicator?

A very high put/call ratio indicates strongly bearish investor sentiment. A technical analyst would view this as a:

The VIX measures volatility of options on which underlying index?

Increases in total margin debt are generally viewed by technical analysts as:

Intermarket analysis typically involves analyzing relationships among:

If a relative strength chart of Stock A versus a benchmark Index shows a rising trend, this implies:

A 'top-down' approach to technical analysis would start with:

Which of the following refers to data generated by individuals, such as social media posts and reviews?

The 'velocity' characteristic of Big Data refers to:

In the context of data science, 'curation' involves:

In supervised learning, the algorithm is given:

Overfitting occurs when a machine learning model:

Which application of fintech involves analyzing unstructured data in text or voice forms, such as regulatory filings?

A primary advantage of robo-advisory services is:

A distributed ledger that uses a consensus mechanism to validate new entries and links blocks sequentially is known as:

In a permissionless network using distributed ledger technology:

Tokenization refers to:

Which technical chart type displays the high, low, and closing prices but not necessarily the opening price?

A 'dead cross' is a technical signal indicating:

Smart contracts are best described as:

Which component of risk management involves deciding which risks should be taken and which should be reduced?

Which pattern suggests a pause in a trend rather than a reversal?

The stochastic oscillator consists of two lines, %K and %D. The %D line is:

A period of low volatility where Bollinger bands move closer together is referred to as a:

Which term describes the lag between when data is generated and when it is communicated?

Risk governance requires determining the organization's overall:

Which chart type would be most useful for analyzing the distribution of buyers and sellers over time?

Settlement risk is best classified as a:

Which risk measure includes delta, gamma, vega, and rho?

An uptrend line is constructed by connecting the:

Which type of machine learning involves the computer learning to describe the structure of data without labeled outputs?

Tail risk is most appropriately measured by: