Markets in Financial Instruments Regulation (MiFIR)

According to MiFIR, which of the following is NOT a uniform requirement established by the regulation?

Under MiFIR's pre-trade transparency rules for equity instruments, what information must market operators make publicly available?

What is the maximum percentage of total EU trading volume in an equity instrument that can be executed on a single trading venue under a waiver before that venue's waiver is suspended?

For how long must an investment firm keep relevant data relating to all orders and transactions in financial instruments?

Under what circumstances may CySEC authorize the deferred publication of transaction details for non-equity instruments?

What is the deadline for an investment firm to report the details of its transactions in financial instruments to the competent authority?

Who is ultimately responsible for ensuring that all derivatives transactions traded on a regulated market are cleared by a CCP?

Systematic Internalisers (SIs) must make public quotes for instruments traded on a trading venue for which there is a liquid market. This obligation applies for sizes up to what limit?

If ESMA identifies that the 8 percent volume cap for waivers has been exceeded across the EU, for how long must the use of the waiver be suspended?

Which of these is NOT an example of a waiver for the obligation to make pre-trade information available for non-equity instruments?

What is the minimum quote size a Systematic Internaliser (SI) may decide to quote at, as a percentage of the standard market size?

Transaction reports submitted to CySEC must include a designation to identify a short sale in respect of which types of instruments?

If an investment firm transmits an order to another firm for execution, who is responsible for the transaction reporting?

What is required for an investment firm to be deemed to have fulfilled its transaction reporting requirements when using a third-party ARM?

Which of the following derivative transactions are NOT subject to the obligation to trade on regulated markets, MTFs, or OTFs?

When investment firms and market operators provide portfolio compression services, what obligation are they exempt from?

To which entities does MiFIR apply?

What is the purpose of the volume cap mechanism under MiFIR?

When must a trading venue operator make post-trade information (price, volume, time) public?

Which action must a competent authority like CySEC take before granting a pre-trade transparency waiver for equity instruments?

Which of the following financial instruments are covered by the transparency requirements for non-equity instruments in Chapter 8?

If CySEC temporarily suspends trading in a specific class of financial instrument due to a fall in liquidity, what is the maximum duration of the initial suspension period?

An investment firm that meets the definition of a 'systematic internaliser' must notify which authority?

What must a transaction report for a commodity derivative indicate, in addition to the standard reporting fields?

Which condition must be met for a third-country trading venue to be approved by the EC for derivatives trading?

When can an SI execute an order from a professional client at a price different from the quoted price?

To what does the post-trade transparency obligation for equity instruments apply?

What is a condition under which an investment firm can waive pre-trade transparency for an equity order?

What does a transaction report need to include to identify the client on whose behalf the transaction is executed?

If CySEC intends to grant a waiver, how far in advance must it notify ESMA before the intended start date?

In addition to investment firms, operators of a trading firm must maintain relevant data relating to all orders for a period of at least how many years?

Within how many working days of the end of a calendar month will ESMA publish data related to the volume cap mechanism?

Which of these is NOT a power of ESMA under MiFIR?

A temporary suspension of trading due to illiquidity can be renewed for a further period not exceeding how long?

MiFIR transaction reporting requirements apply to which financial instruments?

What must trading venues and systematic internalisers provide to CySEC before trading commences in a financial instrument?

The post-trade publication of transaction details can be deferred by CySEC for which particular reason?

When are indirect clearing arrangements for derivatives permissible under MiFIR?

When ESMA receives a notification of intent to grant a waiver from CySEC, what kind of opinion will it issue?

What must trading firms making reports on behalf of investment firms have in place, according to Section 3.2?

How often must CySEC and other competent authorities determine the class to which a financial instrument belongs for the purposes of SI quoting obligations?

A trading venue's pre-trade transparency information for equity instruments needs to be calibrated for different types of trading systems, including which of the following?

What happens if a member state disagrees with a waiver granted by CySEC?

What must an operator of a trading venue do to facilitate the monitoring of trading volumes under the volume cap mechanism?

The reference price for a formalised negotiated transaction is typically what?

Under what condition can CySEC withdraw a waiver it has granted?

If a systematic internaliser receives an order from a client that is between two of its quoted sizes, how must it execute the order?

Which of these is NOT a condition for a third-country legal and supervisory framework to be considered equivalent for the derivatives trading obligation?

Transaction reporting information submitted to competent authorities may need to be provided to which other body on request?

What must the information be in transaction reports that is used to identify a client that is a legal person?