Insider Dealing and Market Manipulation Regulation (2016)

According to the definition in Chapter 14, what is 'inside information'?

In the context of inside information, what does the term 'precise nature' signify?

Under what circumstance does 'insider dealing' arise?

What is the primary purpose of a 'market sounding'?

Before disclosing inside information during a market sounding, what must the disclosing market participant do?

For how long must a disclosing market participant maintain records of the information provided during a market sounding?

Under which condition may a firm justifiably delay the public disclosure of inside information?

What is the primary purpose of an 'insider list'?

For how long must an insider list be maintained after it is drawn up or last updated?

What is the maximum time limit for a manager to notify the issuer and the competent authority of a personal transaction?

Managers must notify every subsequent transaction once the total value in a year exceeds what amount?

What is the duration of the 'closed period' during which managers are generally prohibited from conducting transactions?

Which of the following acts is considered to be market manipulation?

What is the key responsibility of a person professionally arranging or executing transactions regarding market abuse?

When establishing an 'accepted market practice', which factor does a competent authority NOT need to consider?

What is the maximum administrative pecuniary sanction for a natural person found guilty of insider dealing?

For a legal person, the maximum administrative pecuniary sanction for market manipulation is EUR 15,000,000 or what alternative measure?

What is the maximum administrative pecuniary sanction for a legal person in relation to infringements of rules on insider lists and managers' transactions?

Which person is NOT considered to possess inside information by virtue of their situation, according to the list provided?

When is the public disclosure of inside information related to issuers on an SME growth market permitted to be posted on the trading venue's website?

What is the minimum administrative pecuniary sanction for an infringement, according to Article 30?

Unlawful disclosure of inside information occurs when a person discloses it to another person, unless it is done under what circumstances?

What information is NOT required in a manager's transaction notification?

Which of the following behaviours is defined as market manipulation through dissemination of information?

How frequently are accepted market practices reviewed by the competent authority?

What is the penalty for a natural person for infringements related to the prevention and detection of market abuse and public disclosure of inside information?

Under what condition is information considered to be 'made public'?

An issuer on an SME growth market is exempt from drawing up an insider list provided they do what?

Which of the following is NOT a form of administrative measure or penalty that can be applied for market abuse?

What does the infringement category 'Prevention of detection of market abuse, public disclosure of inside information' primarily cover?

A manager of an issuer may be allowed to trade during a closed period in exceptional circumstances. Which of these is a valid example?

What is the key difference between the administrative penalty for a natural person and a legal person for the same infringement of market manipulation?

According to the text, insider dealing also applies to cancelling or amending an order for a financial instrument under what condition?

What is a key obligation for persons who produce or disseminate investment recommendations?

When is an insider list required to be updated?

A temporary ban can be imposed on a person discharging managerial responsibilities as a sanction. What does this ban prevent them from doing?

To whom does the requirement to maintain insider lists apply?

What is the penalty for a legal person for an infringement related to the prevention of detection of market abuse?

Encouraging another person to engage in insider dealing occurs if the person holding the information recommends a trade and what other condition is met?

What must persons acting on behalf of an issuer, such as advisers or accountants, do upon being included in an insider list?

Under what circumstance is onward disclosure of a recommendation based on inside information also considered unlawful?

What happens if a firm delays public disclosure of inside information and then sufficiently accurate rumours about that information appear in circulation?

Which type of transaction undertaken by a manager must be notified?

The buying or selling of financial instruments at the closing of the market with the intention to mislead investors is a form of what?

How long after a transaction do such transactions by managers need to be made public?

What is the key objective of the EU Regulation 596/2014 on market abuse?

In relation to persons charged with order execution, what kind of client information is considered inside information?

What is a key feature of the sanctioning powers under the Market Abuse Regulation?

If a competent authority wishes to increase the reporting threshold for managers' transactions from EUR 5,000 to EUR 20,000, what must it do?

Which of the following acts is NOT explicitly listed as a form of market manipulation in the text?